LibGuides: Corporate Compliance: Compliance Programs

Treatises and Practice Guides

Corporate Legal Compliance Handbook - Banks and Banks This link opens in a new window
Guide created for compliance officers, consultants, or attorneys. Includes such things as the rules about corporate and individual liability, an understanding of the basics of the key laws that impact companies, and the workings of the U.S. Sentencing Guidelines. Also provides insight into educational techniques, good communication skills, and the use of computer tools.
HIPAA Compliance Handbook This link opens in a new window
Practical Guide to Section 16: Reporting and Compliance (Eigenbrodt) This link opens in a new window
Practice guide offering "comprehensive information on reporting and filing procedures to comply with the complex body of shareholder, SEC, public disclosure, and stock exchange requirements."
Sarbanes-Oxley Act: Planning & Compliance (Ambler, Massaro, and Stewart) This link opens in a new window

Corporate Compliance Answer Book
Guidance for attorneys seeking to develop, implement, and enforce compliance programs that detect and prevent wrongdoing. Features case studies, charts, tables, compliance checklists, and best practice tips,
Public Company Deskbook: Complying with Federal Governance & Disclosure Requirements
Corporate Whistleblowing in the Sarbanes-Oxley/Dodd-Frank Era
For in-house counsel - "helps you to understand the current legal and regulatory landscapes, and gives you practical advice on how to minimize the risk and damage of whistleblower complaints against employers and conduct effective internal investigations."

Lexology Panoramic: Competition Compliance This link opens in a new window
Side-by-side comparison of local insights into Competition Compliance for 10+ countries (including the US).
Compares key legislation; standards and guidance for compliance programs; how to demonstrate commitment to competition compliance; risk identification, assessment and mitigation; compliance program review; managing risk in horizontal and vertical arrangements; market dominance; merger control; joint venture agreements; leniency programs; investigations; settlement mechanisms; corporate monitorships; and recent trends.
Lexology Panoramic: Business & Human rights This link opens in a new window
Organized by country, covers 5 different nations (does not include) US
Offers a side-by-side comparison of local insights, including into the applicable international and national legal and policy framework; corporate reporting and disclosure; corporate due diligence; criminal liability; civil liability; judicial redress, including class and collective actions and public interest litigation; non-judicial grievance mechanisms; and other recent trends.